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Clarence Edmund Blanton

Dempsey Lord Smith, LLC

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About Clarence Edmund Blanton

Clarence Edmund Blanton is a financial advisor with Dempsey Lord Smith, LLC. Clarence has been a financial advisor for over 35 years and holds Series 6, 7, 22, 24, 63, and 65 licenses. Clarence is also a Certified Financial Planner. Clarence has experience working with individuals, insurance companies, and pension plans.

Firm Information

Clarence Blanton is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clarence Blanton’s Registration & Firm History

GA

12/11/2017 - Present

Dempsey Lord Smith, LLC (ROME GA)

SC

09/02/2016 - 12/12/2017

INVEST FINANCIAL CORPORATION (MT. PLEASANT SC)

SC

10/15/2014 - 09/01/2016

KOVACK SECURITIES INC. (Mt Pleasant SC)

SC

11/18/2011 - 10/15/2014

RESOURCE HORIZONS GROUP LLC (MT PLEASANT SC)

SC

07/22/2008 - 11/29/2011

ING FINANCIAL PARTNERS, INC. (MOUNT PLEASANT SC)

SC

07/01/2002 - 07/23/2008

THRIVENT INVESTMENT MANAGEMENT INC. (MT PLEASANT SC)

MN

10/15/1986 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

NA

06/27/1986 - 11/25/1986

METLIFE SECURITIES INC.

NA

06/27/1986 - 11/24/1986

METROPOLITAN LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 01/23/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1990

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/26/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Clarence Edmund Blanton. Review regulatory record here.
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