Unclaimed
Clarence Dale Smith is a financial professional with over 30 years of experience in the industry. Clarence is a registered representative with PFS Investments Inc., a firm headquartered in Duluth, GA, that has been providing financial services to individuals and businesses for many years. Clarence holds the Series 6, Series 26, and Series 63 licenses. Clarence specializes in providing investment advice and portfolio management services to individuals. Clarence is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
05/31/1988 - Present
PFS Investments Inc. (HOUSTON TX)
BC
Issued 05/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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