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Clare M Pickering

Barclays Capital Inc.

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About Clare M Pickering

Clare Pickering is a financial advisor associated with Barclays Capital Inc. Clare has been in the industry since 2011. Clare is registered with FINRA and holds the Series 7, Series 52, Series 63, and SIE licenses. Clare Pickering is licensed in 53 states.

Firm Information

Clare Pickering is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clare Pickering’s Registration & Firm History

NY

03/07/2017 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

01/15/1999 - 05/27/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2017

Series 52 - Municipal Securities Representative Examination

BC

Issued 01/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Clare M Pickering.
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