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Clare Louise Purkis

TP Icap Global Markets Americas LLC

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About Clare Louise Purkis

Clare Purkis is a registered representative with TP Icap Global Markets Americas LLC and Liquidnet, Inc. Clare has been in the securities industry since 2008 and holds FINRA Series 3, 7, 24, and 55 licenses. Clare is also a SIE exam holder. Clare has previously held a position with GFI Securities LLC.

Firm Information

Clare Purkis is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clare Purkis’s Registration & Firm History

NY

08/23/2024 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/11/2010 - 04/29/2013

GFI SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/07/2010

Series 3 - National Commodity Futures Examination

BC

Issued 05/27/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Clare Louise Purkis.
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