Unclaimed
Clare Golden Golla is a financial advisor with over 13 years of experience in the industry. Clare currently works at Sanford C. Bernstein & Co., LLC and Alliancebernstein LP and has a wide range of experience in the financial industry. Clare holds licenses in numerous states and has passed the Series 66, Series 10, Series 9, SIE, Series 31, and Series 7 exams. Clare is registered as an investment advisor representative in District of Columbia, Florida, Illinois, and Texas. Clare has a designation as a Certified Financial Planner and holds the Series 10 specialization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
IL
03/08/2024 - Present
Sanford C. Bernstein & CO., LLC (CHICAGO IL)
BOTH
Issued 01/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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