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Clare Golden Golla

Sanford C. Bernstein & CO., LLC

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About Clare Golden Golla

Clare Golden Golla is a financial advisor with over 13 years of experience in the industry. Clare currently works at Sanford C. Bernstein & Co., LLC and Alliancebernstein LP and has a wide range of experience in the financial industry. Clare holds licenses in numerous states and has passed the Series 66, Series 10, Series 9, SIE, Series 31, and Series 7 exams. Clare is registered as an investment advisor representative in District of Columbia, Florida, Illinois, and Texas. Clare has a designation as a Certified Financial Planner and holds the Series 10 specialization.

Firm Information

Clare Golla is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Clare Golla’s Registration & Firm History

IL

03/08/2024 - Present

Sanford C. Bernstein & CO., LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 01/21/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/27/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2013

Series 31 - Futures Managed Funds Examination

BC

Issued 01/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clare Golden Golla.
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