Unclaimed
Clare McGovern is a securities professional with a strong background in the financial industry. Clare is currently registered with Mizuho Securities USA LLC and is licensed to conduct securities business in all 50 states and Puerto Rico. Clare has previously worked at SG Americas Securities, LLC, BOFA Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Clare has passed the Series 3, SIE, and Series 7 exams, as well as the Uniform Securities Agent State Law Examination (Series 63). Clare has extensive experience in the securities industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/27/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/30/2023 - 11/29/2023
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/10/2019 - 07/09/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
09/05/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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