Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clara? Claim Your ProfileClara Wu is an investment professional with over 15 years of experience in the financial services industry. Clara is currently registered as a Registered Representative with Fidelity Personal And Workplace Advisors and has held past registrations with PRUCO SECURITIES, LLC., NYLIFE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Clara has a broad range of experience serving individual and institutional clients and is committed to providing customized financial advice and solutions that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/18/2023 - Present
Fidelity Personal AND Workplace Advisors (STATEN ISLAND NY)
NJ
05/27/2021 - 08/11/2021
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NY
04/18/2016 - 03/26/2019
NYLIFE SECURITIES LLC (WHITE PLAINS NY)
NY
04/11/2008 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STATEN ISLAND NY)
NJ
09/29/2005 - 03/03/2008
METLIFE SECURITIES INC. (CRANFORD NJ)
NJ
09/29/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CRANFORD NJ)
NJ
01/17/2000 - 09/19/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 07/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/21/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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