Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clara? Claim Your ProfileClara Luz Alicea is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Clara has been in the financial services industry since 2002 and has a strong track record of success. Clara is registered with the Securities and Exchange Commission (SEC) and holds several professional licenses, including Series 7, Series 66, Series 24, and Series 53. Clara provides a wide range of financial services, including investment advisory, financial planning, and portfolio management for individuals and businesses. Clara is committed to providing her clients with personalized financial advice and services that meet their specific needs and goals. Clara has a strong track record of success in the financial services industry and is committed to providing her clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/26/2020 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
PR
10/14/2002 - 10/19/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
BOTH
Issued 01/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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