Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clara? Claim Your ProfileClara Montanez is a registered investment advisor with Oppenheimer & Co. Inc. Clara has been in the financial services industry since 1997 and has been registered with the state of Washington as a broker-dealer and investment advisor since 2013. Clara also holds the Series 7, Series 63 and Series 65 licenses. Clara has experience working with a variety of client types, including individuals, high-net-worth individuals, corporations, retirement plans, pension plans and charitable organizations. Clara provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
DC
02/11/2013 - Present
Oppenheimer & Co. Inc. (WASHINGTON DC)
DC
06/01/2009 - 01/11/2013
MORGAN STANLEY (WASHINGTON DC)
DC
06/08/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
12/18/1997 - 06/18/2007
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Clara Montanez is the right advisor for you? Invested Better is here to help.
