Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claire? Claim Your ProfileClaire Sprattler is a registered representative with J.P. Morgan Institutional Investments Inc. in New York, NY. Claire has been in the securities industry since 2012. Claire has passed the Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7 exams. Claire is registered with FINRA and has passed all necessary exams. Claire is registered in all 50 states and Puerto Rico. Claire was previously registered with Oppenheimer & Co. Inc. and BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/28/2014 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
12/13/2012 - 04/19/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/22/2010 - 04/12/2012
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 09/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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