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Claire Pinocci

Fidelity Brokerage Services LLC

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About Claire Pinocci

Claire Pinocci is a financial advisor with Fidelity Brokerage Services LLC and National Financial Services LLC. Claire has been in the industry since 2006 and has extensive experience in the financial services sector. Claire holds the Series 7, Series 63, Series 24, and SIE licenses. Claire is also a Registered Representative and Investment Advisor Representative.

Firm Information

Claire Pinocci is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claire Pinocci’s Registration & Firm History

TX

02/21/2020 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

MA

03/17/2014 - 06/20/2014

CCO INVESTMENT SERVICES CORP. (WATERTOWN MA)

MA

07/16/2013 - 02/03/2014

SANTANDER SECURITIES LLC (DORCHESTER MA)

MA

08/02/2010 - 07/23/2013

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

10/20/2004 - 07/23/2013

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 09/30/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Claire Pinocci.
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