Unclaimed
Claire Pinocci is a financial advisor with Fidelity Brokerage Services LLC and National Financial Services LLC. Claire has been in the industry since 2006 and has extensive experience in the financial services sector. Claire holds the Series 7, Series 63, Series 24, and SIE licenses. Claire is also a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/21/2020 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
MA
03/17/2014 - 06/20/2014
CCO INVESTMENT SERVICES CORP. (WATERTOWN MA)
MA
07/16/2013 - 02/03/2014
SANTANDER SECURITIES LLC (DORCHESTER MA)
MA
08/02/2010 - 07/23/2013
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
10/20/2004 - 07/23/2013
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
IA
Issued 09/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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