Unclaimed
Claire Moody is a financial professional registered with Evercore Group LLC. Claire has been in the financial services industry since 2020. Claire has a Series 63, Series 7, Series 79TO and SIE licenses. Claire is registered in 37 states and the District of Columbia. Claire was previously registered with CREDIT SUISSE SECURITIES (USA) LLC from 2020 to 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
09/05/2020 - 10/29/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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