Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claire? Claim Your ProfileClaire McCarthy is an active financial professional with over 25 years of experience in the financial services industry. Claire currently works with Osaic Wealth, Inc. and is registered as a Registered Representative in South Carolina. Claire has a broad range of experience including working with M&T Securities, Inc. and LPL Financial LLC. Claire is dedicated to providing her clients with personalized financial guidance and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/03/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
SC
09/25/2018 - 12/20/2023
LPL FINANCIAL LLC (FORT MILL SC)
NY
09/11/1998 - 07/03/2018
M&T SECURITIES, INC. (BUFFALO NY)
NY
08/31/2011 - 10/07/2011
WILMINGTON BROKERAGE SERVICES COMPANY (BUFFALO NY)
IA
Issued 10/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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