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Claire Marie Swanner

Franklin Distributors, LLC

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About Claire Marie Swanner

Claire Marie Swanner is a financial advisor with over 8 years of experience in the industry. Claire is currently registered with Franklin Distributors, LLC. Claire previously worked for Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., and Jackson National Life Distributors LLC. Claire is Series 6, 7, and 63 licensed and holds the SIE designation.

Firm Information

Claire Swanner is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claire Swanner’s Registration & Firm History

CT

07/07/2021 - Present

Franklin Distributors, LLC (STAMFORD CT)

CA

06/12/2020 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

11/12/2018 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

TN

09/12/2017 - 03/23/2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

CA

11/01/2013 - 01/24/2017

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)

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Licenses & Designations

BC

Issued 11/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2016

Series 7 - General Securities Representative Examination

BC

Issued 11/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Claire Marie Swanner.
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