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Claire Louise Maurer

Cetera Advisors LLC

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About Claire Louise Maurer

Claire Maurer is a registered representative with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Claire has been in the securities industry since January 17, 2006, and has been associated with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC since October 23, 2015. Claire is also a registered principal with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Claire is licensed to sell securities in California.

Firm Information

Claire Maurer is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claire Maurer’s Registration & Firm History

CA

10/23/2015 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

10/23/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (El Segundo CA)

CA

10/23/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)

CA

01/18/2006 - 11/02/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CA

10/23/2015 - 12/31/2016

LEGEND EQUITIES CORPORATION (El Segundo CA)

CA

10/23/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

10/23/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (el segundo CA)

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Licenses & Designations

BC

Issued 01/24/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Claire Louise Maurer.
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