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Claire Katherine Hemmelgarn

Guggenheim Investments

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About Claire Katherine Hemmelgarn

Claire Katherine Hemmelgarn is a financial professional registered with Guggenheim Investments. Claire holds a Series 66 license and Series 7TO and SIE licenses. Claire specializes in portfolio management for investment companies and pooled investment vehicles. Claire has a strong track record in the financial industry with experience working at Guggenheim Funds Distributors, LLC and other prominent organizations. Claire is committed to providing high-quality financial advice and helping clients achieve their financial goals.

Firm Information

Claire Hemmelgarn is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Claire Hemmelgarn’s Registration & Firm History

NY

02/16/2024 - Present

Guggenheim Investments (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/30/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/26/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Claire Katherine Hemmelgarn.
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