Unclaimed
Claire Polin is an Investment Banking Registered Representative with UBS Securities LLC. Claire has been in the securities industry for less than one year, and is located in New York, NY. Claire obtained her Series 79TO and SIE exam licenses in 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/12/2024 - Present
UBS Securities LLC (New York NY)
BC
Issued 03/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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