Unclaimed
Claire Elizabeth Harrison is a securities professional with a focus on Operations. Claire has been in the industry since January 17, 2013. Claire is currently registered with Mizuho Securities USA LLC and previously held a registration with Nomura Securities International, Inc. Claire has passed the Series 7, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/18/2013 - 09/19/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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