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Claire Elizabeth Harrison

Mizuho Securities USA LLC

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About Claire Elizabeth Harrison

Claire Elizabeth Harrison is a securities professional with a focus on Operations. Claire has been in the industry since January 17, 2013. Claire is currently registered with Mizuho Securities USA LLC and previously held a registration with Nomura Securities International, Inc. Claire has passed the Series 7, Series 99TO and SIE exams.

Firm Information

Claire Harrison is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claire Harrison’s Registration & Firm History

NY

08/30/2017 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

01/18/2013 - 09/19/2017

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Claire Elizabeth Harrison.
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