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Claire E Soja

Capitol Securities Management, Inc.

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About Claire E Soja

Claire Soja is an active investment advisor representative and a registered representative. Claire has been in the industry since 2000. Claire is currently registered with Capitol Securities Management, Inc. Claire has previously worked at Ameriprise Financial Services LLC, National Securities Corporation, Winslow, Evans & Crocker, Inc., Detwiler Fenton Wealth Management Inc, and Detwiler Fenton & Co. Claire has a broad range of experience in the financial services industry. Claire offers a variety of advisory services including financial planning, pension consulting, educational seminars, and selection of other advisors. Claire is committed to providing her clients with personalized investment advice and guidance.

Firm Information

Claire Soja is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Claire Soja’s Registration & Firm History

FL

08/17/2022 - Present

Capitol Securities Management, Inc. (TAMPA FL)

MA

05/14/2021 - 08/23/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Boston MA)

MA

03/19/2021 - 05/24/2021

NATIONAL SECURITIES CORPORATION (BOSTON MA)

MA

07/31/2014 - 04/13/2021

WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)

MA

12/15/2011 - 07/31/2014

DETWILER FENTON WEALTH MANAGEMENT INC (BOSTON MA)

MA

06/14/2005 - 07/31/2014

DETWILER FENTON & CO. (BOSTON MA)

NY

10/01/2000 - 06/02/2005

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/22/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/02/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1994

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/09/1994

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1984

Series 5 - Interest Rate Options Examination

BC

Issued 05/04/1983

Series 15 - Foreign Currency Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Claire E Soja. Review regulatory record here.
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