Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claire? Claim Your ProfileClaire Bergen is an investment professional with over 20 years of experience in the financial services industry. Claire currently holds a Series 7, 52TO and 79TO licenses and is registered with TD Securities (usa) LLC. Previously, Claire worked at Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC. Claire is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/19/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
11/12/2021 - 10/10/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/01/2008 - 09/04/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/03/2003 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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