Unclaimed
Claiborne Scott McCrery is a registered representative at FMI Capital Advisors, Inc.. Claiborne has over 3 years of experience in the financial services industry. Claiborne holds the Series 7, Series 63, Series 86, Series 87, and Series 79TO securities licenses. Claiborne is registered to conduct business in California, Colorado, Florida, North Carolina, and Texas. Claiborne was previously employed by M&A Securities Group, Inc., Cowen and Company, and Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/12/2022 - Present
FMI Capital Advisors, Inc. (DENVER CO)
MO
08/30/2021 - 10/31/2022
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
NY
01/09/2020 - 06/21/2021
COWEN AND COMPANY (NEW YORK NY)
TX
06/19/2018 - 09/13/2019
SEAPORT GLOBAL SECURITIES LLC (HOUSTON TX)
BC
Issued 08/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/18/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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