Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cintia? Claim Your ProfileCintia Alexandra Kempkes is a financial advisor currently registered with Ingalls & Snyder, LLC. Cintia has over 10 years of experience in the financial services industry. She is registered to provide investment advice in several states including California, Connecticut, Illinois, Massachusetts, New Jersey, and New York. Cintia holds the Series 63, Series 7, and SIE licenses. She has a Certified Financial Planner designation and specializes in providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles. Prior to joining Ingalls & Snyder, LLC, Cintia worked for VALMARK SECURITIES, INC., USAA FINANCIAL ADVISORS, INC., CREDIT SUISSE SECURITIES (USA) LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
03/25/2020 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
NY
01/13/2017 - 02/28/2020
VALMARK SECURITIES, INC. (New York NY)
NY
02/18/2016 - 07/29/2016
USAA FINANCIAL ADVISORS, INC. (NEW YORK NY)
NY
04/29/2015 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/10/2013 - 04/14/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/19/2008 - 12/08/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/03/2007 - 11/04/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BC
Issued 07/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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