Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cinthya? Claim Your ProfileCinthya Lock has been in the financial services industry since 2013. Cinthya is a registered representative with J.P. Morgan Securities LLC. Previously, Cinthya has worked for firms including HSBC Securities (USA) Inc., Credit Suisse Securities (USA) LLC, and SunTrust Investment Services, Inc. Cinthya holds Series 7 and Series 66 licenses. Cinthya is registered in 53 states and the District of Columbia for securities and 3 states for investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
02/18/2022 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
10/19/2017 - 01/21/2022
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
08/05/2016 - 09/05/2017
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
05/06/2015 - 06/14/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
04/10/2013 - 04/21/2015
SUNTRUST INVESTMENT SERVICES, INC. (MIAMI FL)
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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