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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Young Raap is a financial advisor who has been in the industry since 2004. Cindy has a wide range of experience, having worked at several firms including Wells Fargo Advisors, LLC, E*TRADE Securities LLC, HarrisDirect LLC, Morgan Stanley DW Inc., Morgan Stanley Dean Witter Online Inc., and Fidelity Brokerage Services, Inc.. Cindy is currently registered with Morgan Stanley and is licensed to offer securities and investment advisory services in several states. Cindy also has a strong track record of passing industry exams, having successfully completed the Series 7, Series 63, Series 66, Series 9, Series 10, and Series 4 exams. Cindy has a strong understanding of the financial markets and is committed to providing her clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
02/04/2014 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
09/06/2011 - 12/17/2013
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
09/10/2010 - 08/04/2011
E*TRADE SECURITIES LLC (SANDY UT)
NJ
11/18/2003 - 04/21/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NY
11/01/2000 - 04/29/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
07/01/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
01/01/1998 - 06/16/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 02/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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