Unclaimed
Cindy Chan is a registered representative with Transamerica Financial Advisors, Inc., a firm with over $1 billion in assets under management. Cindy has been in the financial services industry since 2008 and holds the Series 6 and Series 63 licenses. Cindy is based in Hoffman Estates, Illinois and is registered to provide investment advice in Arkansas, California, Illinois, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (Hoffman Estates IL)
IL
04/16/2008 - 01/06/2012
WORLD GROUP SECURITIES, INC. (HOFFMAN ESTATES IL)
BC
Issued 03/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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