Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Gleason is a financial advisor with over 30 years of experience in the financial services industry. Cindy has worked with several firms, including LPL Financial LLC, OSAIC WEALTH, INC., and SECURITIES AMERICA, INC. Cindy is registered to provide investment advice in Iowa, Texas, and several other states. Cindy holds the Series 7 and Series 63 licenses, as well as the SIE exam. She is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
08/05/2024 - Present
LPL Financial LLC (CEDAR FALLS IA)
IA
06/14/2024 - 08/20/2024
OSAIC WEALTH, INC. (Cedar Falls IA)
IA
03/31/2017 - 06/14/2024
SECURITIES AMERICA, INC. (Cedar Falls IA)
IA
09/01/2016 - 04/13/2017
SUMMIT BROKERAGE SERVICES, INC. (CEDAR FALLS IA)
IA
02/13/2012 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (CEDAR FALLS IA)
IA
09/27/2002 - 02/13/2012
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (WATERLOO IA)
IA
01/10/2001 - 09/30/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
GA
12/09/1999 - 01/01/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
10/24/1990 - 09/30/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/24/1990 - 09/30/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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