Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Stoll Capezzuti is an investment advisor representative with Ameriprise Financial Services, LLC. Cindy has been in the financial services industry since May 1994. Cindy's registration status with FINRA and the SEC is Active. Cindy holds the following licenses and certifications: Series 63, Series 65, Series 7, Series 8, Series 31 and SIE. Cindy has experience with Morgan Stanley, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Cindy has a total of 27 state registrations. Cindy has experience with various clients including individuals other than high-net-worth individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and trusts/estates. Cindy provides financial planning, portfolio management for individuals and businesses, educational seminars, selection of other advisers and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/10/2019 - Present
Ameriprise Financial Services, LLC (TAMPA FL)
FL
06/21/2011 - 05/14/2019
MORGAN STANLEY (TAMPA FL)
FL
06/01/2009 - 01/06/2010
MORGAN STANLEY SMITH BARNEY (TAMPA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TAMPA FL)
FL
12/21/1992 - 04/02/2007
MORGAN STANLEY DW INC. (TAMPA FL)
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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