Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Shi is a registered representative with MML Investors Services, LLC and has been in the financial services industry since May 2007. Cindy Shi is a registered representative with MML Investors Services, LLC in Flushing, NY. Cindy Shi is also licensed in New York. Cindy Shi holds Series 6, Series 26, Series 63, and SIE licenses. Cindy Shi specializes in a variety of areas including: retirement planning, college savings, investment management, and insurance. Cindy Shi's firm manages assets for a variety of clients, including high net worth individuals, individuals other than high net worth, corporations and other businesses, pension and profit-sharing plans, charitable organizations, trusts, foundations, and endowments. Cindy Shi's firm is headquartered in Springfield, MA and has offices across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
03/25/2017 - Present
MML Investors Services, LLC (FLUSHING NY)
NY
05/31/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FLUSHING NY)
NY
05/31/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FLUSHING NY)
BC
Issued 06/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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