Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Scott is a financial advisor with Charles Schwab & Co., Inc. with over 20 years of experience in the industry. Cindy has a broad background in financial services, having worked at firms such as J.P. Morgan Securities LLC, Transamerica Investors Securities Corporation and 1st Global Capital Corp. Cindy holds multiple licenses and certifications including the Series 63, Series 65, and Series 7, as well as a Certified Financial Planner designation. Cindy is a registered representative in Texas and offers a variety of services to individuals and families, including financial planning, and asset management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
12/20/2019 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NY
11/06/2019 - 11/19/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/20/2017 - 12/17/2018
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
TX
02/23/2009 - 02/12/2016
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
11/04/1998 - 01/05/2009
H.D. VEST INVESTMENT SERVICES (IRVING TX)
MN
09/02/1997 - 02/23/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/02/1997 - 02/23/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Cindy Scott is the right advisor for you? Invested Better is here to help.
