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Cindy S Lor

Mutual OF America Securities LLC

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About Cindy S Lor

Cindy Lor is a financial professional with Mutual Of America Securities LLC. Cindy has been in the industry since September 2020. Cindy holds the Series 6TO and SIE licenses. Cindy is registered with FINRA and is currently licensed in Wisconsin. Cindy was previously employed with Mutual Of America Life Insurance Company.

Firm Information

Cindy Lor is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cindy Lor’s Registration & Firm History

WI

09/24/2020 - Present

Mutual OF America Securities LLC (MILWAUKEE WI)

WI

09/18/2020 - 11/16/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 09/18/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cindy S Lor. Review regulatory record here.
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