Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Ransford is an investment advisor representative who has been in the industry since 1992. Cindy is currently registered with Wells Fargo Advisors Financial Network, LLC. Cindy has also been previously registered with various firms, including Wells Fargo Clearing Services, LLC, Hilltop Securities Independent Network Inc., Edward Jones, and Fifth Third Securities, Inc. Cindy is a Series 63 and Series 65 licensed investment advisor representative. She is also a Series 7 and Series 66 licensed broker. Cindy is dedicated to providing investment advice to individuals and families, and she is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (TULSA OK)
OK
02/01/2016 - 10/14/2022
WELLS FARGO CLEARING SERVICES, LLC (TULSA OK)
TX
05/27/2015 - 01/20/2016
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (SOUTHLAKE TX)
TX
11/15/2012 - 05/18/2015
EDWARD JONES (COLLEYVILLE TX)
MI
01/13/2006 - 01/03/2011
EDWARD JONES (STEVENSVILLE MI)
OH
08/25/2004 - 01/11/2006
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
09/24/2003 - 08/10/2004
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
OH
02/28/2000 - 09/17/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MO
09/27/1999 - 02/25/2000
WEDGEWOOD PARTNERS, INC. (ST. LOUIS MO)
TX
05/22/1995 - 08/19/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
05/28/1992 - 03/27/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NC
09/04/1991 - 05/04/1992
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
06/30/1990 - 09/07/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/02/1989 - 08/07/1989
MARSHALL DAVIS, INC.
CO
11/02/1988 - 12/21/1988
NATIONAL SECURITIES NETWORK, INC. (ENGLEWOOD CO)
NA
10/14/1988 - 11/02/1988
H. T. FLETCHER INVESTMENT BANKERS, INC.
NA
09/29/1988 - 10/15/1988
J. W. GANT & ASSOCIATES, INC.
NA
09/22/1988 - 10/04/1988
WALL STREET WEST, INC.
NA
06/22/1988 - 09/01/1988
XCEL SECURITIES, INC.
IA
Issued 07/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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