Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Schreiner is a financial professional with over 20 years of experience in the industry. Cindy is a registered representative with RBC Capital Markets, LLC, a well-established firm with over $50 billion in assets under management. Prior to joining RBC Capital Markets, Cindy was a registered representative at Morgan Stanley. Cindy holds the Series 7, Series 24, Series 27, Series 63, and Series 99 licenses. Cindy specializes in providing financial advice to individuals, corporations, and institutions. Cindy has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/06/2021 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
NY
09/17/2012 - 01/12/2015
MORGAN STANLEY (NEW YORK NY)
NY
11/18/1999 - 03/17/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/18/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
OH
11/18/1997 - 09/14/1999
KEY CLEARING CORP. (BROOKLYN OH)
NC
12/20/1994 - 09/19/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 12/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/15/2012
Series 99 - Operations Professional Examination
BC
Issued 12/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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