Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Nieves is a financial advisor with Charles Schwab & Co., Inc. based in Orlando, Florida. Cindy is licensed to provide investment advice in California, Florida, and Texas. Cindy has a strong background in the financial industry, having worked as a financial advisor since 2021. Cindy holds Series 7TO, Series 63, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
07/30/2021 - Present
Charles Schwab & CO., Inc. (Orlando FL)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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