Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Nguyen is a registered investment advisor representative with State Farm Investment Management Corp. Cindy has been in the industry since 2004 and holds Series 6, 7, 63 and 66 licenses. Cindy currently works in the Houston office of State Farm Investment Management Corp. The firm manages assets for individuals, corporations and trusts. Cindy also owns and operates a State Farm insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
05/15/2019 - Present
State Farm Investment Management Corp. (Houston TX)
TX
04/02/2007 - 07/02/2007
FARMERS FINANCIAL SOLUTIONS, LLC (HOUSTON TX)
CA
10/15/2004 - 06/13/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 11/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Cindy Nguyen is the right advisor for you? Invested Better is here to help.
