Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Lam is a financial professional with over 2 years of experience in the industry. Cindy holds the Series 63, Series 7, and SIE licenses. Cindy is currently registered with Foreside Fund Services, LLC in California. Cindy previously worked at BLACKROCK INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/09/2018 - Present
Foreside Fund Services, LLC (San Francisco CA)
CA
11/24/2014 - 04/25/2017
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 06/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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