Unclaimed
Cindy Mihalova is a registered representative with Umergence LLC, with registration beginning on 4/5/2021. Cindy holds Series 63, Series 7TO, and SIE licenses. Cindy Mihalova has been in the industry since 2021-04-04.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/05/2021 - Present
Umergence LLC (PLANTSVILLE CT)
BC
Issued 07/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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