Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Michele Cook is a financial advisor with over 20 years of experience in the industry. Cindy currently holds licenses as a Registered Representative and Investment Advisor Representative and has been affiliated with Raymond James Financial Services Advisors, Inc. since January 2022. Cindy holds Series 7, 9, 10, 31, 63, and 65 licenses and has achieved both Certified Financial Planner and Chartered Financial Consultant designations. Prior to joining Raymond James Financial Services Advisors, Inc., Cindy worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for 16 years, and Raymond James & Associates, Inc. for 3 years. Cindy provides a variety of financial services including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/24/2022 - Present
Raymond James Financial Services Advisors, Inc. (Austin TX)
TX
10/07/2019 - 02/04/2022
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
10/10/2003 - 10/09/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
NY
04/29/1998 - 10/24/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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