Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Mary Iseli is an active investment advisor representative with Morgan Stanley. Cindy has been in the industry since September 11, 2000. Cindy is licensed in 53 states and the District of Columbia. Cindy has been with Morgan Stanley since June 2009. Before that, Cindy worked for several other firms, including Strand, Atkinson, Williams & York, Inc., Wells Fargo Investments, LLC, Gunnallen Financial, Inc., and First Union Securities Financial Network, Inc. Cindy has passed the Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
12/21/2018 - Present
Morgan Stanley (Lake Oswego OR)
OR
12/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PORTLAND OR)
OR
12/16/2003 - 12/10/2008
STRAND, ATKINSON, WILLIAMS & YORK, INC. (PORTLAND OR)
CA
11/30/2001 - 12/02/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
FL
06/26/2001 - 10/31/2001
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MO
08/01/2000 - 06/29/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
IA
Issued 05/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cindy Iseli is the right advisor for you? Invested Better is here to help.
