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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Martinez is a financial advisor at Morgan Stanley. Cindy has been in the financial industry since 2011 and is licensed to provide investment advice in multiple states. Cindy has passed several industry exams, including Series 7, Series 63, Series 65, and Series 3. In the past, Cindy has worked at other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ally Invest Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/05/2022 - Present
Morgan Stanley (Pasadena CA)
CA
04/08/2019 - 07/19/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
FL
09/24/2012 - 11/20/2017
ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)
CA
11/20/2009 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
IA
Issued 06/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 11/09/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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