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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Ng is a registered investment advisor representative with Morgan Stanley. Cindy has been in the financial services industry for over 27 years. She has experience working at several firms including Citigroup Global Markets Inc., Credit Suisse First Boston Corporation and Bear, Stearns & Co. Inc. Cindy is licensed in 18 states and is a Series 3, 7, 63 and 65 licensed representative. Cindy focuses on providing financial advice to individual clients, businesses, and institutions. Her areas of expertise include portfolio management, financial planning, asset allocation, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (New York NY)
NY
04/30/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/09/1994 - 11/10/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
04/19/1993 - 09/29/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
08/18/1987 - 09/11/1987
BEAR, STEARNS & CO. INC.
IA
Issued 06/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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