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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Lynnnette Schwamberger is a financial advisor with Morgan Stanley. Cindy has been in the financial industry for over 20 years, and has experience in both brokerage and investment advisory services. Cindy is registered with FINRA and the state of North Carolina. Cindy is also a Registered Investment Advisor. Cindy has a strong track record of success in helping clients achieve their financial goals. Cindy specializes in providing investment advice to high net worth individuals, corporations, and charitable organizations. Cindy also offers a variety of other financial services, including financial planning, asset allocation advice, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
09/22/2017 - Present
Morgan Stanley (Cornelius NC)
WA
06/01/2009 - 05/03/2017
MORGAN STANLEY (BELLEVUE WA)
WA
01/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BELLEVUE WA)
CA
04/04/2001 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
BOTH
Issued 10/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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