Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Lynn Van asperen has been in the financial services industry since October 1997. Cindy is currently registered with Raymond James & Associates, Inc. in Boca Raton, FL and has been with the firm since December 2014. Prior to joining Raymond James & Associates, Inc., Cindy was a registered representative with J.P. MORGAN SECURITIES LLC. in Pompano Beach, FL. Cindy has a Series 7, Series 63 and SIE license. Cindy offers financial planning, portfolio management for businesses and individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/22/2014 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
08/11/2014 - 10/31/2014
J.P. MORGAN SECURITIES LLC (POMPANO BEACH FL)
FL
11/11/2011 - 04/15/2014
INFINEX INVESTMENTS, INC. (POMPANO BEACH FL)
FL
07/27/2009 - 09/27/2011
ROYAL ALLIANCE ASSOCIATES, INC. (CORAL SPRINGS FL)
FL
12/06/2006 - 08/15/2007
ROYAL ALLIANCE ASSOCIATES, INC. (CORAL SPRINGS FL)
AZ
12/02/2004 - 01/28/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MO
01/02/2001 - 12/12/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
09/16/1998 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MN
10/17/1996 - 12/02/1996
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
NA
10/06/1994 - 12/13/1994
VISION INVESTMENT GROUP, INC.
NY
05/04/1992 - 11/12/1992
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
02/10/1986 - 10/09/1990
QUICK & REILLY, INC. (NEW YORK NY)
NA
03/20/1984 - 08/16/1985
SHEARSON LEHMAN BROTHERS INC.
NA
11/22/1983 - 09/04/1984
E. F. HUTTON & COMPANY INC
BC
Issued 02/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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