Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Lynn Romney is a financial advisor with D.a. Davidson & Co., with over 38 years of experience in the financial services industry. Cindy has held registrations in 28 states and is currently registered with the state of Washington. She is active as a Registered Representative and Investment Advisor Representative with D.a. Davidson & Co. in Bellevue, Washington. Cindy previously held a position with Wells Fargo Investments, LLC. She has been a Series 7 and Series 63 holder for over 40 years. Cindy has specialized in providing financial planning, portfolio management, and educational seminars to individuals, families, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
11/01/2010 - Present
D.a. Davidson & Co. (BELLEVUE WA)
WA
02/20/2004 - 11/09/2010
WELLS FARGO INVESTMENTS, LLC (BELLEVUE WA)
NJ
12/21/1998 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/14/1989 - 11/18/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/23/1983 - 08/29/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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