Unclaimed
Cindy Lou Pettibone is a financial professional with over 12 years of experience in the industry. Cindy Lou is currently registered with Purshe Kaplan Sterling Investments and is licensed in Florida, Illinois, and Missouri. Cindy Lou holds the Series 7, Series 63, Series 99TO, and SIE licenses. Cindy Lou was previously registered with Feltl & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
05/23/2012 - Present
Purshe Kaplan Sterling Investments (HANNIBAL MO)
MN
02/21/2011 - 05/24/2012
FELTL & COMPANY (PLYMOUTH MN)
BC
Issued 04/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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