Invested Better
Unclaimed

Unclaimed

Unclaimed

Cindy Lou Pettibone

Purshe Kaplan Sterling Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cindy? Claim Your Profile

About Cindy Lou Pettibone

Cindy Lou Pettibone is a financial professional with over 12 years of experience in the industry. Cindy Lou is currently registered with Purshe Kaplan Sterling Investments and is licensed in Florida, Illinois, and Missouri. Cindy Lou holds the Series 7, Series 63, Series 99TO, and SIE licenses. Cindy Lou was previously registered with Feltl & Company.

Firm Information

Cindy Pettibone is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cindy Pettibone’s Registration & Firm History

MO

05/23/2012 - Present

Purshe Kaplan Sterling Investments (HANNIBAL MO)

MN

02/21/2011 - 05/24/2012

FELTL & COMPANY (PLYMOUTH MN)

Not sure if Cindy Lou Pettibone is right for you?

Licenses & Designations

BC

Issued 04/04/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cindy Lou Pettibone.
Not sure if Cindy Lou Pettibone is right for you?