Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Lou Brink is an active Broker-Dealer and Investment Advisor Representative, registered in Pennsylvania and Texas. Cindy Lou Brink has been in the financial services industry for over 20 years and holds Series 7, 9, 10, 31, and 66 licenses. Cindy Lou Brink is currently employed by Morgan Stanley. Prior to that, Cindy Lou Brink was with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
07/19/2018 - Present
Morgan Stanley (Scranton PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCRANTON PA)
PA
12/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SCRANTON PA)
BOTH
Issued 01/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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