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Cindy Lee Ziegler

Citizens Securities, Inc.

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About Cindy Lee Ziegler

Cindy Lee Ziegler is a registered representative and investment advisor representative with Citizens Securities, Inc., located in Rochester, New York. Cindy has been in the financial services industry since March 14, 1999. Cindy is registered with the following securities regulators: FINRA and the states of California, Florida, Georgia, Maryland, Michigan, New York, North Carolina, Pennsylvania, Texas and Virginia. Cindy specializes in helping individuals, high-net-worth individuals, corporations and businesses. Cindy's areas of expertise include financial planning and portfolio management. Cindy also participates in a wrap fee program, and helps clients select other financial advisors.

Firm Information

Cindy Ziegler is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cindy Ziegler’s Registration & Firm History

NY

04/22/2021 - Present

Citizens Securities, Inc. (ROCHESTER NY)

OH

03/15/1999 - 12/01/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

IA

03/15/1999 - 03/15/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

IA

Issued 02/02/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

BC

Issued 03/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cindy Lee Ziegler.
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