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Cindy Lee

Virtu Americas LLC

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About Cindy Lee

Cindy Lee is a registered representative with Virtu Americas LLC in New York, NY. Cindy has been in the financial services industry since 2010. Cindy has passed the Series 7, Series 99TO, and SIE exams. Cindy's previous firms include Virtu Financial BD LLC, Virtu Financial Capital Markets LLC, RBS Securities Inc., and Pursuit Partners LLC.

Firm Information

Cindy Lee is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cindy Lee’s Registration & Firm History

NY

05/31/2018 - Present

Virtu Americas LLC (New York NY)

TX

02/06/2012 - 04/09/2020

VIRTU FINANCIAL BD LLC (AUSTIN TX)

NY

02/06/2012 - 04/09/2020

VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)

CT

06/03/2010 - 11/21/2011

RBS SECURITIES INC. (STAMFORD CT)

CT

04/06/2010 - 05/27/2010

PURSUIT PARTNERS LLC (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cindy Lee.
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