Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Shih is a financial advisor with Northwestern Mutual Investment Services, LLC in Los Angeles, California. Cindy has been in the financial industry since 2016 and has a Series 6, Series 63 and SIE license. Cindy is registered in 20 states to offer investment advice to individuals and companies. Cindy's current location is at 515 S FLOWER ST FL 34, LOS ANGELES, CA 90071.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
02/02/2017 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
04/16/2016 - 09/27/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
BC
Issued 10/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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