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Cindy L Ragan

PNC Investments

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About Cindy L Ragan

Cindy Ragan is a financial advisor at PNC Investments in Pittsburgh, Pennsylvania. Cindy has been in the financial industry since 1991 and has extensive experience in the field. Cindy holds Series 7, Series 11, Series 52, Series 53 and Series 63 licenses. She is a registered representative with FINRA and is licensed in Pennsylvania.

Firm Information

Cindy Ragan is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cindy Ragan’s Registration & Firm History

PA

01/01/2004 - Present

PNC Investments (PITTSBURGH PA)

NY

01/22/2020 - 08/02/2023

SIXPOINT PARTNERS LLC (NEW YORK NY)

KY

06/01/2002 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

08/01/2001 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

PA

06/16/2001 - 07/17/2001

PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)

KY

02/26/2001 - 06/16/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

12/23/1994 - 12/21/2000

PNC BROKERAGE CORP (PITTSBURGH PA)

PA

07/29/1991 - 12/23/1994

PNC SECURITIES CORP (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 09/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1992

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1991

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cindy L Ragan.
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