Unclaimed
Cindy Garstka is a financial professional with over 18 years of experience in the industry. Cindy has a Series 63, Series 24, Series 62, Series 99TO, Series 6TO, and Series 7 license. Cindy currently works at USA Financial Securities LLC. Previously, Cindy worked at Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Cindy holds a state registration in Michigan and Massachusetts and has expertise in the following areas: Securities, Investment Advisory, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/27/2006 - Present
USA Financial Securities LLC (ADA MI)
MI
07/27/2004 - 05/10/2006
AMERIPRISE FINANCIAL SERVICES, INC. (GRAND RAPIDS MI)
MN
07/27/2004 - 05/10/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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